SECURITIES

Administrative Actions

2003

Patrick J. Flynn
January 31, 2003

The Stability Fund
January 31, 2003

Walter Knitter
Millennicom, Inc.
January 31, 2003

Leslie I. Golembo
January 30, 2003

J.E. Liss & Company, Inc.
d/b/a Liss Financial Services, Inc.,
Jerome E. Liss
January ,22 2003

Legacy Financial Institute
January 22, 2003

Rick Lynn Burnett
January 22, 2003

Sharon M. Whitehurst
f/k/a Sharon M. Graham
January 22, 2003

Premier Capital Management, LLC
Matieu R. Reyna
January ,21 2003

William K. Wilson
January 16, 2003

Harvey L. Bunker Jr.
January 15, 2003

Reliance Financial Group, Inc.
Donald Goldstein
January 15, 2003

Francorp Capital, Inc.
January 14, 2003

Hillcrest Financial
Michael Stephenson
January 14, 2003

Take-A-Break Systems, Inc.
January ,14 2003

Wayne P. Messner
January 13, 2003

Peter F. Peck Jr.
January 10, 2003

Barbara L.Seivert
f/k/a Barbara L. Schuldt
January 09, 2003

Robert S. Goldfine
January 09, 2003

L.A. Power & Light, LLP
January 06, 2003

Robert Loal Boeke, Sr.
January 06, 2003

Shashin Patel
January 06, 2003

Rushmore Securities Corporation
January 02, 2003