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SECURITIES


Administrative Actions

2005

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Charles Richard Antrim
April 29, 2005

James E. Hardy
April 28, 2005

Mark D. De Souza
April 28, 2005

Rizwan Fazeel
April 28, 2005

Brian K. Martinsen
April 28, 2005

Patrick O. Pascarella
April 26, 2005

Estate Management Services, Inc.
a/k/a EMS
Daniel George Petrilli

April 25, 2005

Scott D. Sutherland
April 25, 2005

Golden Years Planning
Bonnie Rohr

April 22, 2005

Joseph A. Cantafio
April 22, 2005

Tram Corporation
Susan Lange

April 18, 2005

Douglas A. Brian
April 15, 2005

William H. Johnson & Peter S. Miranda
April 15, 2005

Advisors Management Group, Inc.
April 14, 2005

Tram Corporation
Susan Lange

April 14, 2005

James E. Zogby
April 13, 2005

Christopher M. Murray
April 13, 2005

Ibrahim E. Kurtulus
April 8, 2005

Jerry Rappaport
Anthony J. Santilli

April 8, 2005

William E. Casey
April 7, 2005

James E. Bey
April 6, 2005

William T. Mukai
April 6, 2005

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader