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SECURITIES

Administrative Actions

2005

January | February | March | April | May | June | July | August | September | October | November | December

John Francis Zelasko
February 26, 2005

Joseph S. Williams III
February 25, 2005

Janas Associates
R. Carter Freeman
February 23, 2005

James S. Huh
February 23, 2005

Hubadex, Inc.
February 22, 2005

Thomas C. Sherwood
February 22, 2005

Crestone Securities LLC
February 18, 2005

Patrick O. Pascarella
February 18, 2005

Anthony J. Kirincic
February 18, 2005

Christopher M. Murray
February 17, 2005

Estate Management Services, Inc.
a/k/a EMS
Daniel George Petrilli
February 14, 2005

Joseph LaRocca
February 10, 2005

Joseph W. Hagan
February 10, 2005

Bear, Stearns & Co., Inc.
February 10, 2005

Hubadex, Inc.
February 10, 2005

Richard A. Saitta
February 10, 2005

International Vacations Ltd.
International Vacation Homes, Inc.
Kendall Cain
Franz E. Bader
Michael Hoeper
Jeff Fitzgerald
February 10, 2005

Bankers & Investors Company
February 9, 2005

Martin W. Prinz
February 7, 2005

Nicholas A. Denucci
February 2, 2005

Crestone Securities LLC
February 2, 2005

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader