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SECURITIES


Administrative Actions

2006

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Basin Oil and Gas Corporation
March 31, 2006

Jygnesh R. Patel
March 30, 2006

Fernando Garcia Morillo
March 27, 2006

Tel-Art Productions
John F. Bailey

March 27, 2006

Millennium Associates
Wall Street Direct, Inc.
Mark S. Perlmutter
George F. Holmes
Peter Hare

March 24, 2006

Terra Energy Fund 1, LLC
Gregory A. Donelson
Vestreon Funding, LLC
Peter H. Kelley

March 24, 2006

Cash Now
a/k/a Cash Now, Inc.
a/k/a WWW.CashNow.CA
a/k/a WWW.CashNowPlus.Com

March 23, 2006

Charles M. Shalmi
March 23, 2006

Empire State NY Corp
March 23, 2006

Richard D. Carter
March 21, 2006

Harvest Financial Corporation
March 16, 2006

Ronald Heineman
March 16, 2006

David Green
The New Regime Investment Club, Inc.

March 14, 2006

ASG Securities, Inc.
March 13, 2006

Jayme A. Kurtyka
March 10, 2006

Anthony M. Quirini
March 9, 2006

Stephanie M. Elliot
March 9, 2006

Celestial Life Planning, Inc.
March 8, 2006

Jose Hernandez
March 8, 2006

Pebble Beach Investments LLC
Barry Chessick

March 7, 2006

Mutual Benefits Corporation
March 6, 2006

Fernando Garcia Morillo
March 1, 2006

Michael J. Hovanec
March 1, 2006

Qi Chen
Alex Qi Chen
Alex Chen
Alexander Financial Services, Inc
ATM Investors, Inc.
All in 1 Insurance Agency

March 1, 2006

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader