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SECURITIES


Administrative Actions

2007

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Carl D. Maxwell
June 29, 2007

Atlantic Financial Solutions
June 21, 2007

Klaus Alois Robert Offenbacher
June 19, 2007

Blue Square Management, Inc.,
Viktor Novosselov
a/k/a David Markowitz
a/k/a Viktor Novosellof,
FCC Petersburg

June 15, 2007

Newport Lending Group
June 8, 2007

Paul Howard
Save Avenue

June 8, 2007

Global Currency Advisors, Inc.
Wealth Management Advisory, Inc.
Precious Metals International. Ltd.

June 7, 2007

William A.. Donoghue,
d/b/a Yachting Royale International, LLC,
Donoghue Marine Transport, Inc.

June 7, 2007

Philadelphia Investors, Ltd.
June 5, 2007

Morgan Keegan & Company, Inc.
RMK Select Funds

June 4, 2007

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