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SECURITIES


Administrative Actions

2008

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Ultimate Fantasy Football League
Doug Diershow

August 26, 2008

William John Nasgovitz
August 25, 2008

Juan Cahue
August 22, 2008

Hugh F. Denison
August 22, 2008

Kevin D. Clark
August 22, 2008

Paul T. Beste
August 22, 2008

Phillip S. Eggers
August 22, 2008

Ricky Boros
a/k/a Vincent Kwiatkowski
Compania de Minera De Los Tres Amigos
North American Mining Ventures Inc.

August 22, 2008

Imelda Lomibao
August 20, 2008

Advanced Ultrasound Imaging, Inc.
Brian Hunt
Steve K. Jablon

August 19, 2008

American Fund, Inc.
Fabian C. Harris

August 19, 2008

Charles Nyang'iti
August 19, 2008

E.P.S Inc.
A/K/A Electronic Post Systems, Inc.
William Abt

August 19, 2008

Prevention Laboratories, LLC
Jerry A. Douglas

August 19, 2008

Real Life Save-R
Robert R. Mclaren

August 19, 2008

Alexi M. Bethel
August 18, 2008

David B. Elliott
August 18, 2008

John D. Shepherd
August 18, 2008

Timothy Shawn Dunn
Moneyfacts, Inc.

August 13, 2008

K.W. Brown Investments
August 11, 2008

Matthew G. Sapaula
August 8, 2008

Terrence L. Donati
a/k/a Terry L. Donati
Amy Donati
Brighton Hill Enterprise, Inc.
d/b/a Northwest Business Brokers

August 6, 2008

Westor Capital Group, Inc.
August 6, 2008

Brian L. Hopkinson
August 5, 2008

John J. Parker
August 5, 2008

Richard J. Massaux
August 5, 2008

Mallory Investments, LLC
Ronald Stein
Stephen Strauss
Kenneth Eugene Zellmer, Jr.
Sean Zarinegar
Capital Guardian, Inc.
Blake William Wilson
Christine Fenn

August 4, 2008

William D. Mattes, Sr.
August 4, 2008

TradeRight Corp. d/b/a TradeRight Securities, Inc.
Christoper R. Wurtzinger
Michael J. Rukujzo
George Dragel
John H. Lohmeier
Rebecca A. Townsend

August 1, 2008

UBS Financial Services, Inc.
August 1, 2008

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader