SECURITIES
Administrative Actions
2008
January | February | March | April | May | June | July | August | September | October | November | December
Robert L Giardina
March 26, 2008
David G. Rincon
March 19, 2008
Phillip M. Graff
March 14, 2008
USA Properties of Illinois, Inc.
Zia Ahmed
March 12, 2008
Richard M. LaCroix
R.L. Richards & Co., LLC
March 12, 2008
USA Card Services
March 10, 2008
Terrence T. Alexander
Alexander Holdings, LLC
March 6, 2008
Lawrence L. Smith
March 5, 2008
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader