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SECURITIES


Administrative Actions

2008

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Robert L Giardina
March 26, 2008

David G. Rincon
March 19, 2008

Phillip M. Graff
March 14, 2008

USA Properties of Illinois, Inc.
Zia Ahmed

March 12, 2008

Richard M. LaCroix
R.L. Richards & Co., LLC

March 12, 2008

USA Card Services
March 10, 2008

Terrence T. Alexander
Alexander Holdings, LLC

March 6, 2008

Lawrence L. Smith
March 5, 2008

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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