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SECURITIES


Administrative Actions

2010

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Mark McEwen
May 28, 2010

Michael G. Brcik, Jr.
Full Moon Development, LLC

May 26, 2010

Brimberg & Co.
May 25, 2010

Capital Guardian, LLC
Blake Wilson

May 25, 2010

Kareem Abdul-Jabbar
May 25, 2010

Advance Equities, Inc.
May 24, 2010

Michael J. Rukujzo
May 24, 2010

Edward Louis Schainker
May 20, 2010

Howard Richmond
May 19, 2010

Richard J. Osty
a/k/a Ostapowicz
Ronald Moore
RO Financial Group, LLC
RKM, Inc.
Heritage Community Homes, Inc.
Building Design System, LLC

May 19, 2010

Chuck A. Roberts
May 18, 2010

Lambert Clark Group, LLC
Kevin James Reed

May 18, 2010

Pernell Edwards Clark
May 17, 2010

Reuters Transaction Services LLC
May 17, 2010

Capital Guardian, LLC
May 13, 2010

Chi Tu Chow
May 13, 2010

Jacqueline Boykin
May 13, 2010

James U. Dodge
May 13, 2010

Prayer International
James Pilon

May 13, 2010

Layline Capital Management LLC
May 11, 2010

Gary M. Lummp
Mind's I Productions

May 10, 2010

Timothy A. Hancock
TNT Investments I Inc.

May 7, 2010

Richard Gonski
Domer Properties

May 6, 2010

Roy Eugene Combs
May 6, 2010

Fabio B. Herrera
May 5, 2010

Michael L. Niemczyk
Michael L. Niemczyk & Associates, Inc.

May 5, 2010

Andrea Lake
a/k/a Andrea Adams
Nicky Nicholas
a/k/a Nick Adams
Silvernick, Inc.

May 3, 2010

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