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SECURITIES


Administrative Actions

2010

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Rockport Brokers Service
October 29, 2010

American Constantine Insurance Company Limited
October 29, 2010

James Crigler
Flo Crigler
American Pallet Leasing, Inc.

October 28, 2010

Leonard Hayes
New Vision Construction of Illinois, Inc.

October 28, 2010

George W. Velissaris
October 27, 2010

Travis M. Oliver
Diversified Liquid Asset Holdings LLC

October 27, 2010

Timothy A. Hancock
TNT Investments I Inc.

October 26, 2010

Craig L. Randall
October 26, 2010

Diane Glatfelter
K2 Unlimited Inc.
Robert S. Anderson
E-Trust Clearing House

October 26, 2010

Paul J. Cirigliano
a/k/a Paul Cirano
Panoptic Studios, Inc.

October 26, 2010

Computer Handholders Inc.
d/b/a The Qinsight Group

October 25, 2010

Sean F. Mescal
a/k/a Sean F. Mescall
Capital Street Financial, LLC

October 25, 2010

Century Capital Group
October 21, 2010

William D. Colston
October 21, 2010

Asia Pacific Energy, Inc.
October 18, 2010

RGN Investment Group, Inc.
Robert G. Nelson

October 18, 2010

Alan J. Nerad
October 15, 2010

Lawrence Y. Lee
October 15, 2010

Moly Shield International, Inc.
Nick Avgerinos

October 14, 2010

Rosand Enterprises, Inc.
Robert R. Anderson
Paul V. Rossetti

October 8, 2010

Liam P. Heinz
October 4, 2010

Arthur S. Miller
Asset Protection Associates

October 1, 2010

Lawrence "Lee" Loomis
Loomis Wealth Solutions, LLC

October 1, 2010

Marcin Malarz
Jacek Sienkiewicz
Malarz Equity Investments, LLC
Malarz Equity Investment, Inc.
Invision Investment, LLC

October 1, 2010

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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