SECURITIES
Administrative Actions
2011
Mohammed I. Khan
Ink Global Consulting, Inc.
Ink Global, LLC
Ink Global Capital, LLC
August 31, 2011
Cor Development Group, Inc.
Alberto B. Colon
Artemio Rivera
August 29, 2011
Luxman Trading Concepts
August 29, 2011
James Raney
August 26, 2011
Kery S. Hutner
August 24, 2011
Amston Capital, LLC
Stratcap, LLC
Christopher Green
August 15, 2011
GHP Capital Corp
August 11, 2011
Steven Delott
August 10, 2011
UBS Securities, LLC
UBS Financial Services, Inc.
August 10, 2011
UBS Securities, LLC
UBS Financial Services, Inc.
August 10, 2011
Genadi Yagodayev
Rockford Funding Group, LLC
August 8, 2011
Michael Franks, LLC
Michael Franks Alternative Fund, LLC
Michael Morawski
Frank Constant
August 8, 2011
KPH/Invest, Inc.
August 5, 2011
Fran Span Global, LLC
The Healthy Life Style Place of Oak Park, LLC
Physicians Wellcare Centers of America
August 4, 2011
Gregory Arthur Niebler
August 2, 2011
Barry Patrick Mctiernan
August 2, 2011
Inaki Eguizabal
August 2, 2011
James Raney
August 2, 2011
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader