SECURITIES

Administrative Actions

2011

Edward J. Murray
February 28, 2011

Edward J. Murray
February 28, 2011

Dragolijub Giljen
February 28, 2011

Norman Goldstein
GEI Brokerage, Inc.
February 28, 2011

Thomas P. Fitzgerald
February 28, 2011

Joseph P. McGivney
Leslie J. Wnukowski
Edwin Koziol d/b/a J.P.M Inc.
Unique Strategies, Inc.
Hedge Strategies, Inc.
Just Short, Inc.
JPM Options, Inc.
February 25, 2011

Mark L. Borst
February 23, 2011

Richard J. Heath
February 23, 2011

Liam P. Heinz
February 22, 2011

Arthur S. Miller
Asset Protection Associates
February 16, 2011

Eagle Strategies LLC
February 15, 2011

Spyglass Equity Systems, Inc.
Flatiron Systems, LLC
February 15, 2011

GHP Capital Corp.
February 14, 2011

Hedge Fund Strategies, Inc.
February 14, 2011

Robert R. Petersen
First U.S. Equities, Inc.
First Federal Equities, Inc.
February 14, 2011

Bright Builders, Inc.
February 10, 2011

FP Financial Services, Inc.
dba Guidant Wealth Advisors
February 10, 2011

James Stead, Jr.
Clean Technology International Corporation
February 10, 2011

Warren K. Steffen
February 10, 2011

Michael H. Hess
Quantum Holdings, LLC
February 9, 2011

Edward Schaibley
February 9, 2011

United Nationwide, L.L.C.
February 8, 2011

Larry LaVoice
February 8, 2011

America's Best Financial Services, Inc.
Richard Scholl
February 7, 2011

Hedge Fund Strategies, Inc.
February 7, 2011

Larry LaVoice
February 7, 2011

James H. Parker
ConnectWe.com
ConnectWe Inc.
February 4, 2011

James Sammons
Preacher's Investment Brokers
Preacher's Auto Detail
February 4, 2011

Paul Miller
7 West Partners LLC
Southern Media LLC
February 4, 2011

Paul Miller
7 West Partners LLC
Southern Media LLC
February 4, 2011

Ken Dachman
Central Sleep Diagnostics, LLC
February 1, 2011

Gary B. Martin
February 1, 2011

Jesus Fernandez
February 1, 2011

Power Property Investors
Power Property Management
Power Lending Corporation
Darren Heroldt
February 1, 2011