Securities

SITES OF INTEREST

These links are provided as a convenience for the public and do not imply Secretary of State sponsorship or approval of any of the sites. When you access one of these sites, with the exception of "Illinois Means Business!", you are leaving the Secretary of State's web site.

Associations

• Certified Financial Planner Board of Standards
• Investment Company Institute Mutual Fund Connection
• Financial Industry Regulatory Authority

Business/Economic Development

• Illinois Department of Commerce and Economic Opportunity

Consumer Groups/Investor Services

• Better Business Bureau
• Investor Protection Trust
• National Fraud Information Center
• National White Collar Crime Center
• Illinois Council on Economic Education

Databases

• NASD BrokerCheck
• U.S. Securities and Exchange Commission's Edgar Database
• U.S. Securities and Exchange Commission's Investment Adviser Public Disclosure

Exchanges

• American Stock Exchange
• Chicago Board Options Exchange
• Chicago Stock Exchange
• NASDAQ Stock Exchange
• New York Stock Exchange

Additional Regulators and State Securities Agencies

• International Organization of Securities Commissions
• North American Securities Administrators Association
• Financial Industry Regulatory Authority, Regulation

U.S. Government

• U.S. Securities and Exchange Commission

• U.S. Commodity Futures Trading Commission
• U.S. Federal Trade Commission
• U.S. Small Business Administration

DISCLAIMER
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.